🇩🇪Germany

DORA-Compliance-Lücke – BaFin Information Register Deadline (11. April 2025)

1 verified sources

Definition

DORA entered force 17 January 2025 for BaFin-supervised firms. Information Register must map all critical ICT service providers and subcontractors. Non-compliant firms face BaFin administrative measures (fines, license restrictions). Manual spreadsheet tracking across departments causes incomplete submissions and supervisory follow-ups.

Key Findings

  • Financial Impact: Estimated €10,000–€50,000 per firm (supervisory investigation costs, legal counsel, remediation labor); BaFin enforcement: 0–€10M depending on severity per supervisory precedent
  • Frequency: Annual submission; first deadline 11 April 2025; ongoing quarterly updates required
  • Root Cause: Decentralized ICT vendor management; lack of integrated vendor registry; manual Excel template completion; subcontractor visibility gaps

Why This Matters

This pain point represents a significant opportunity for B2B solutions targeting Securities and Commodity Exchanges.

Affected Stakeholders

Chief Information Security Officer (CISO), BaFin Compliance Manager, Third-Party Risk Manager, IT Governance Lead

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Financial Impact

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Methodology & Sources

Data collected via OSINT from regulatory filings, industry audits, and verified case studies.

Evidence Sources:

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