Unfair Gaps🇮🇳 India

Investment Advice Business Guide

2Documented Cases
Evidence-Backed

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All 2 Documented Cases

फॉर्म ADV संशोधन अनुपालन लागत अधिभार

₹2-5 लाख annual consultant fees; 20-40 hours CCO time per filing

Preparation involves reviewing business changes, fees, strategies, disciplinary actions; common errors like RAUM miscalculation drive extra costs.

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अनुपालन त्रुटि से निर्णय हानि

1-2% AUM churn from trust loss; ₹10-50 लाख indirect opportunity cost

Inaccurate disclosures result in regulatory scrutiny, affecting client trust and business expansion decisions.

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