निवेश नीति विवरण समीक्षा में PFRDA उल्लंघन जुर्माना
Definition
Pension funds under NPS must strictly follow IPS guidelines set by PFRDA, reviewed half-yearly by Investment Committees. Violations of prudential norms like exposure limits trigger penalties.
Key Findings
- Financial Impact: ₹5-25 लाख penalty per violation + 0.1-1% AUM compliance cost; 20-40 hours/month manual review for ₹1000+ crore AUM funds
- Frequency: Half-yearly review or on regulatory changes
- Root Cause: Manual tracking of complex exposure limits (e.g., 10% single issuer, 3% InvITs/REITs, 5% Debt MFs) across schemes
Why This Matters
The Pitch: Pension Funds in India waste ₹10-50 लाख annually on manual IPS reviews and PFRDA penalties. Automation of compliance checks eliminates this risk.
Affected Stakeholders
Investment Committee, Compliance Officer, Fund Manager
Deep Analysis (Premium)
Financial Impact
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Current Workarounds
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Methodology & Sources
Data collected via OSINT from regulatory filings, industry audits, and verified case studies.
Evidence Sources:
Related Business Risks
IPS उल्लंघन से खराब निवेश निर्णय हानि
राजस्व अपरिशोधन और कल्याण प्रणाली रिसाव में कमी
गलत एन्युटी आवंटन
GPF अतिरिक्त भुगतान सीमा उल्लंघन
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