غرامات الامتثال لـ KYC و AML
Definition
Unlicensed or improper funding verification exposes brokers to criminal penalties including fines and imprisonment under Federal Law No. 14 of 2018. KYC failures trigger reporting to FIU and potential license suspension.
Key Findings
- Financial Impact: AED 50,000+ fines per violation; license revocation costs AED 100,000+ in lost revenue
- Frequency: Per non-compliant transaction or audit failure
- Root Cause: Manual document collection and verification delays in closing coordination
Why This Matters
This pain point represents a significant opportunity for B2B solutions targeting Loan Brokers.
Affected Stakeholders
Loan Brokers, Closing Coordinators, Compliance Officers
Deep Analysis (Premium)
Financial Impact
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Current Workarounds
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Methodology & Sources
Data collected via OSINT from regulatory filings, industry audits, and verified case studies.
Related Business Risks
تأخير التحقق من التمويل
فقدان العملاء بسبب التأخير في الإغلاق
غرامات الترخيص غير المصرح به
انتهاكات الاحتيال في التحقق من الهوية
غرامات عدم الامتثال لمكافحة غسيل الأموال
غرامات ضريبة القيمة المضافة على خدمات الوساطة
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